-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nx7A+3CfGjFGTNSdpSQNct3I+6lfXNmzoclPLwiHkNIFz8gReXh+ew3+6Ss1A0xj Fbx7C6oJBQdfXWM/jnwrsg== 0000889812-96-001236.txt : 19960906 0000889812-96-001236.hdr.sgml : 19960906 ACCESSION NUMBER: 0000889812-96-001236 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960904 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUMAN GENOME SCIENCES INC CENTRAL INDEX KEY: 0000901219 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 223178468 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45295 FILM NUMBER: 96625622 BUSINESS ADDRESS: STREET 1: 9410 KEY WEST AVENUE CITY: ROCKVILLE STATE: MD ZIP: 20850-3331 BUSINESS PHONE: 3013098504 MAIL ADDRESS: STREET 1: 9410 KEY WEST AVE CITY: ROCKVILLE STATE: MD ZIP: 20850 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RELIANCE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0000083047 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 510113548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PARK AVE PLZ STREET 2: 55 E 52ND ST 29TH FL CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2129091100 MAIL ADDRESS: STREET 1: PARK AVENUE PLAZA STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: LEASCO FINANCIAL SERVICES CORP DATE OF NAME CHANGE: 19740414 SC 13D/A 1 AMENDMENT NO. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) HUMAN GENOME SCIENCES, INC. ------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ------------------------------------------------------------------- (Title of Class of Securities) 444903108 ------------------------------------------------------------------- (CUSIP Number) Howard E. Steinberg, Senior Vice President and General Counsel Reliance Financial Services Corporation Park Avenue Plaza, New York, New York 10055 (212) 909-1100 ------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 30, 1996 ------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-I(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 444903108 SCHEDULE 13D 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Reliance Financial Services Corporation IRS Employer's Identification No.: 51-0113548 2. Check the Appropriate Box if a Member of a Group (a) / / (b) / / 3. SEC Use Only 4. Source of Funds WC 5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) /X/ 6. Citizenship or Place of Organization Delaware 7. Sole Voting Power 2,381,624 Number of Shares 8. Shared Voting Power Beneficially Owned by Each 9. Sole Dispositive Power Reporting Person 2,381,624 With 10. Shared Dispositive Power 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,381,624 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / 13. Percent of Class Represented by Amount in Row (11) 12.8 14. Type of Reporting Person HC ITEM 1. Security and Issuer. This statement relates to the Common Stock, $.0l par value per share (the "Security"), of Human Genome Sciences, Inc. (the "Issuer"), whose principal offices are located at 4910 Key West Avenue, Rockville, Maryland 20850-3331. In accordance with Section 101 of Regulation S-T, this statement restates the Schedule 13D and all amendments thereto filed by Reliance Financial Services Corporation, ("Reliance Financial"), in respect of the Security prior to the date hereof. ITEM 2. Identity and Background. This statement is filed by Reliance Financial, a Delaware corporation. Reliance Financial owns all of the capital stock of Reliance Insurance Company ("RIC"), a Pennsylvania corporation. RIC and its property and casualty insurance subsidiaries and its title insurance subsidiaries underwrite a broad range of standard commercial and specialty commercial lines of property and casualty insurance, as well as title insurance. All of the capital stock of Reliance Financial is owned by Reliance Group Holdings, Inc., a Delaware corporation ("RGH"). Approximately 45% of the common voting stock of RGH is owned by Saul P. Steinberg, members of his family and affiliated trusts. As a result of his stock holdings in RGH, Saul P. Steinberg may be deemed to control RGH. The principal executive offices of each of Reliance Financial and RGH are located at Park Avenue Plaza, 55 East 52nd Street New York, New York 10055. The names, address and principal occupations of the directors and executive officers of Reliance Financial, all of whom are United States citizens, are as follows: Position with Reliance Financial and Principal Name and Business Address Occupation - ------------------------- ----------------------- Saul P. Steinberg Chairman of the Board, Chief Reliance Group Holdings, Inc. Executive Officer and Director, Park Avenue Plaza Reliance Financial and RGH New York, New York 10055 Robert M. Steinberg President, Chief Operating Reliance Group Holdings, Inc. Officer and Director, Reliance Park Avenue Plaza Financial and RGH; Chairman of New York, New York 10055 the Board and Chief Executive Officer, RIC George E. Bello Executive Vice President, Reliance Group Holdings, Inc. Controller and Director, Park Avenue Plaza Reliance Financial and RGH New York, New York 10055 Lowell C. Freiberg Senior Vice President, Chief Reliance Group Holdings, Inc. Financial Officer and Director, Park Avenue Plaza Reliance Financial and RGH New York, New York 10055 Henry A. Lambert Senior Vice President--Real Reliance Group Holdings, Inc. Estate Investments and Park Avenue Plaza Operations, Reliance Financial New York, New York 10055 and RGH; President and Chief Executive Officer, Reliance Development Group, Inc. Dennis J. O'Leary Senior Vice President--Taxes, Reliance Group Holdings, Inc. Reliance Financial and RGH Park Avenue Plaza New York, New York 10055 Philip S. Sherman Senior Vice President--Group Reliance Group Holdings, Inc. Controller, Reliance Financial Park Avenue Plaza and RGH New York, New York 10055 Bruce L. Sokoloff Senior Vice President-- Reliance Group Holdings, Inc. Administration, Reliance Park Avenue Plaza Financial and RGH New York, New York 10055 Howard E. Steinberg, Esq. Senior Vice President, General Reliance Group Holdings, Inc. Counsel and Corporate Park Avenue Plaza Secretary, Reliance Financial New York 10055 and RGH Position with Reliance Financial and Principal Name and Business Address Occupation - ------------------------- ----------------------- James E. Yacobucci Senior Vice President-- Reliance Insurance Company Investments and Director, Park Avenue Plaza Reliance Financial, RGH and RIC New York, New York 10055 George R. Baker Director, Reliance Financial WMS Industries and RGH; Corporate 3401 North California Avenue Director/Advisor various Chicago, Illinois 60618 business enterprises Dennis A. Busti Director, Reliance Financial Reliance National and RGH; President and Chief Risk Specialists, Inc. Executive Officer, Reliance 77 Water Street National Risk Specialists, Inc. New York, New York 10005 Dr. Thomas P. Gerrity Director, Reliance Financial The Wharton School and RGH; Dean, the Wharton University of Pennsylvania School of the University of Steinberg Hall- Dietrich Hall Pennsylvania 3620 Locust Walk Philadelphia, PA 19104 Jewell J. McCabe Director, Reliance Financial Jewell Jackson McCabe and RGH; President, Jewell Associates Jackson McCabe Associates, 50 Rockefeller Plaza consultants specializing in Suite 46 strategic planning and New York, New York 10020 communications Irving Schneider Director, Reliance Financial Helmsley-Spear, Inc. and RGH; Executive Vice 60 East 42nd Street President, Helmsley-Spear, Inc., New York, New York 10165 a real estate management corporation Bernard L. Schwartz Director, Reliance Financial Loral Space & Communications and RGH; Chairman of the Board, Ltd. Chief Executive Officer, Loral 600 Third Avenue Space & Communications Ltd., New York, New York 10016 a defense electronics and communications corporation; Chairman of the Board, Chief Executive Officer, Globalstar Telecommunications, Ltd. Position with Reliance Financial and Principal Name and Business Address Occupation - ------------------------- ----------------------- Richard E. Snyder Director, Reliance Financial c/o Golden Books Family and RGH; Chairman & C.E.O. of Entertainment, Inc. Golden Books Family 850 Third Avenue Entertainment, Inc. New York, New York 10022 Thomas J. Stanton, Jr. Director, Reliance Financial 240 South Mountain Avenue and RGH; Chairman Emeritus of Montclair, New Jersey 07042 National Westminster Bank NJ Neither Reliance Financial nor, to the best of its knowledge, any other person named in this Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor, except as set forth below, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. On February 17, 1994, in settlement of an administrative proceeding concerning the accounting treatment for certain transactions in 1986 in the fixed income portfolio of RIC, without admitting or denying the allegations against it, RGH agreed to entry of an order by the Securities and Exchange Commission that RGH cease and desist from committing or causing any violation, and from committing or causing any future violation of, Section 13(a) of the Securities Exchange Act of 1934, as amended, and Rules 13a-1 and 13a-3 thereunder. ITEM 3. Source and Amount of Funds or Other Consideration. The Securities listed in Item 5 herein were purchased using the general working capital of RIC. The aggregate cost, including commissions, of such securities was $2,383,750. ITEM 4. Purpose of Transaction. The acquisition of Securities by the corporations described in Item 5 have been and will be made for investment as part of the general investment portfolios of those corporations. Subject to availability and price and subject to applicable laws and regulations, each corporation may increase its holdings of Securities or dispose of all or a portion of such Securities on terms and at prices determined by it. ITEM 5. Interest in Securities of the Issuer. Below is a list of purchases of Securities (all of which are beneficially owned by Reliance Financial) during the past sixty days. During such period, there were no sales of Securities beneficially owned by Reliance Financial. The Securities beneficially owned total 2,381,624 shares and, to the best knowledge of Reliance Financial based on the Issuer's quarterly report on Form 10-Q for the period ended June 30, 1996, comprise approximately 12.8% of the Securities outstanding. Of the 2,38l,624 shares beneficially owned by Reliance Financial, 2,321,624 shares are owned directly by RIC and 60,000 shares are owned directly by Reliance National Insurance Company U.K. Ltd. ("UK Ltd."). Each of RIC and UK Ltd. has sole voting and dispositive power over all of the shares of the Security directly owned by it. Per Number of Price Date Company Shares Share - ---- -------------------------- --------- ----- 8/21/96 Reliance Insurance Company 25,000 34.00 8/21/96 Reliance Insurance Company 20,000 34.125 8/23/96 Reliance Insurance Company 5,000 34.00 8/30/96 Reliance Insurance Company 10,000 34.125 8/30/96 Reliance Insurance Company 10,000 34.00 Each of the purchases of the Security described in the above table were made in ordinary brokerage transactions. To the best knowledge of Reliance Financial, none of the persons named in Item 2 hereof beneficially owns or has the right to acquire more than an aggregate of 2,000 shares of the Security. Except as set forth above, neither Reliance Financial, nor to Reliance Financial's knowledge, any of the persons named in Item 2 hereof has effected any transaction in the Security during the 60 days preceding the date of this filing. ITEM 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. ITEM 7. Material to Be Filed as Exhibits. None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 4, 1996 RELIANCE FINANCIAL SERVICES CORPORATION By: /s/ James E. Yacobucci ----------------------------------- Name: James E. Yacobucci Title: Senior Vice President- Investments -----END PRIVACY-ENHANCED MESSAGE-----